Dfsa prudential rulebook. The AML Module of the DFSA Rulebook (the AML Module) contains all of the regulatory requirements that apply to a Relevant Person in the DIFC concerning Anti-Money Laundering, Counter-Terrorist Financing and relevant sanctions, in one module. The DFSA administers the Regulatory Law 2004, which is the cornerstone legislation of the regulatory regime. To conduct a Designated Non-Financial Business or Profession in or from the DIFC, firms need to be registered by the DFSA. © 2025 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC. These laws set out the objectives, powers and functions of the centre bodies. 3 of the Markets Rules module of the DFSA Rulebook, Reporting Entities are required to disclose to the Market information through a DFSA approved Regulatory Announcement Service In addition to regulating financial and ancillary services, the DFSA is responsible for supervising and enforcing anti-money laundering (AML) and counter-terrorist financing (CTF) requirements applicable in the DIFC. As a risk-based regulator, the DFSA conducts initial assessments to ensure firms adhere to the DFSA’s standards of conduct and business. Under the Rule 9. © 2025 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC. © 2025 - DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC. The guide uses screen shots to provide step by step guidance on the end to end process of submitting returns via the DFSA ePortal. The Law establishes the constitution of the DFSA and enables the creation of the regulatory framework within which entities may be licensed, authorised, registered and supervised by the DFSA. A number of laws created the DIFC and the necessary centre bodies, which include the DFSA. Please click here to view the User Guide. 8. In addition to regulating financial and ancillary services (such as auditors) in the DIFC, the DFSA is responsible for supervising and enforcing anti-money laundering (AML) and counter-terrorist financing (CTF) requirements applicable in the DIFC to its regulated community. . i2qnh t25 eptzh gawjlb mu v3e7 7k6 fbxvw i6vk fp3d3